Access: 3 Ways to be Your HR Teamís Audit Hero

Posted On: Thursday, January 11, 2018

Imagine a large organization with rows and rows of filing cabinets lining the walls. Now, imagine a small HR department trying to manage all these employee documents while also responding to frequent internal and external audit requests (often at the same time). Sounds exhausting, right?


Unfortunately, it’s not all that uncommon.


In fact, one AIIM surveyed revealed that several document types are still heavily processed as paper documents, including:


  • 35% of recruiting and selection documents.
  • 48% of employee onboarding documents.
  • 53% of employee file management documents.
  • 32% of policies and procedures administration documents.
  • 48% of employee separation documents.


When it comes to large organizations that are still steeped in paper processes, HR professionals are often overwhelmed, under-resourced and drowning in requests from both internal and external parties. They are wasting up to two entire days each week on unnecessary paperwork! And, as more organizations look to HR to play a strategic role in talent acquisition, onboarding, training and other critical HR functions, it’s clearer than ever that paper processes are holding HR departments back from more strategic work.


Often, the problem lies in the fact that many HR departments can only react when it comes to audits. They don’t feel confident that all their employee files are complete and the required documents take too much time to locate. When it comes to sharing confidential documents securely, they do not have the tools that ensure their information is properly protected from breach or exposure.

What HR needs is a proactive approach to storing employee documents compliantly. Here are three key steps to becoming your HR team’s audit hero:
 1. Invest in digital capture and monitoring.

 Your team should never have to ask the question, “Do we have that employee’s I-9?” A proactive HR department is confident that the I-9 in question, as well as all other employee documents, exist, are complete and secure. How?


When it comes to feeling confident, technology is your friend. A purpose-built HR technology solution makes monitoring compliance easy. When all your employee documents are kept in physical paper files, one or several people must manually check on retention schedules and ensure that every document is up-to-date. With a digital solution, your files are automatically scanned and monitored. When a document is incomplete or about to expire, the system will alert you before it’s too late.


Your team can rest assured that your I-9s are in order and that you can respond to audits quickly and easily.


2. See the big picture with meta data.


Employee document audit requests should never set you back several days’ work. With both internal and external requests coming at any time, HR must have an efficient way to pull all necessary documents as needed.


Automation is critical here, as it eliminates the need to bring in temporary staff to sort through paper files and follow up on missing documents. By digitizing your employee document management processes, efficiency is built in from start to finish. As soon as a document is entered into the system, it is classified into the appropriate document type and assigned the applicable retention schedule. What’s even better – once it’s in the system, documents are easy to search for across your employee population and share securely within your organization or with external groups.


This article originally appeared on Read the entire piece and discover the final key to becoming your HR team’s audit hero here!

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